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A science of sustainability would highlight integration,
uncertainty and the normative content of socio-ecological problems
(Kates et al., 2001). Sustainability science proceeds along parallel
lines of analysis, action, participation, policy and monitoring
in an adaptive real-world experiment. To be trustworthy, knowledge
must be rooted in scientific rigor. To be trusted, it must reflect
social understanding. The peculiar nature of sustainability problems
requires that diverse perspectives and goals be brought to the scientific
process. This requires the cooperation of scientists and stakeholders,
the incorporation of relevant traditional knowledge, and the free
diffusion of information.
The social transition would focus on the well-being of the poor,
sustainable livelihoods and greater equity. The foundation for a
Great Transition is a world where human deprivation is vanishing
and extremes of wealth are moderating. Then the promise of the twentieth
century for universal access to freedom, respect and decent lives
may be fulfilled in the twenty-first. As new values and priorities
reduce the schism between the included and excluded, the space opens
for solidarity and peace to flourish. Poverty reduction and greater
equity would feed back to amplify the process of transition
New institutions The governance transition is about building institutions
to advance the new sustainability paradigm through partnerships
between diverse stakeholders and polities at local, national and
global levels. While specific structures will remain a matter of
adaptation and debate, a proliferation of new forms of participation
can be expected to complement and challenge the traditional governmental
system. In the new paradigm, the state is embedded in civil society
and the nation is embedded in planetary society.
The market is a social institution to be harnessed
by society for ecology and equity, not simply wealth generation.
The individual is the locus of a web of social relationships, not
simply an atom of pain and pleasure.
It has been two decades since the notion
of "sustainable development"entered the lexicon of international
jargon, inspiring countless international meetings and even some
action. But it is our conviction that the first wave of sustainability
activity, in progress since the Earth Summit of 1992, is insufficient
to alter alarming global developments. A new wave must begin to
transcend the palliatives and reforms that until now may have muted
the symptoms of unsustainability, but cannot cure the disease. A
new sustainability
paradigm would challenge both the viability and desirability of
conventional values, economic structures and social arrangements.
It would offer a positive vision of
a civilized form of globalization for the whole human family.
With the emergence of proto-humans some 5 million
years ago, and especially Homo sapiens about 200,000 years ago,
a powerful new factor-cultural development-accelerated the process
of change on the planet. Cultural change moves at warp speed relative1
to the gradual processes of biological evolution and the still slower
processes of geophysical change. A new phenomenon-human history-entered
the scene in which innovation and cultural information, the DNA
of evolving societies, drove a cumulative and accelerating process
of development. With the advent of historical time came a new type
of transition, that between the phases of human history that demarcate
important transformations in knowledge, technology and the organization
of society.
Table 1. Characteristics of Historical
Eras
Stone Age
Early
Modern Era
Planetary
Civilization Phase
Organization
Tribe/village
City-state,
Nation-state
Global
kingdom governance
Economy
Hunting and Settled
Industrial
Globalization
gathering
agriculture system
Communications
Language
Writing
Printing
Internet
The Planetary Phase
Scanning the broad contours of historical change suggests a long
process of increasing social complexity, accelerating change and
expanding spatial scale. A premise of much of the contemporary globalization
discourse is that humanity is in the midst of a new historical transition
with implications no less profound than the emergence of settled
agriculture and the industrial system (Harris, 1992).
The changing global scene can be viewed through
alternative windows of perception-disruption of the planetary environment,
economic interdependence, revolution in information technology,
increasing hegemony of dominant cultural paradigms and new social
and geopolitical fissures.
Globalization is each of these and all of these,
and cannot be reduced to any single phenomenon. It is a unitary
phenomenon with an array of reinforcing economic, cultural, technological,
social and
Figure 2. Acceleration of History environmental aspects.
At the root of the diverse discourse and debate on globalization,
and transcending the differences between
those who celebrate it and those who resist it, one theme is common.
The hallmark of our time is that the increasing complexity and scale
of the human project has reached a planetary scale.
Of course human activity has always transformed the earth
But the primary phenomena that constitute
globalization emerged as a cluster over the last two decades.
Critical developments between 1980 and the present are seen in:
Where Are We?7
- The global environment. The world becomes
aware of climate change, the ozone hole and threats to biodiversity,
and holds its first Earth Summit.
- Technology. The personal computer appears at
the beginning of the period and the Internet at the end. A manifold
communications and information revolution is launched and biotechnology
is commercialized for global markets.
- Geo-politics. The USSR collapses, the Cold
War ends and a major barrier to a hegemonic world capitalist system
is removed. New concerns appear on the geo-political agenda including
environmental security, rogue states and global crime and terrorism.
- Economic integration. All markets-commodity,
finance, labor and consumer-are increasingly globalized.
- Institutions. New global actors, such as the
WTO, transnational corporations and an internationally connected
civil society-and global terrorists, the dialectical negation
of planetary modernism-become prominent.
Global Scenarios
What global futures could emerge from the turbulent changes shaping
our world? To organize thinking, we must reduce the immense range
of possibilities to a few stylized story lines that represent the
main branches. To that end, we consider three classes of scenarios-
Conventional Worlds,
Barbarization and
Great Transitions.
These scenarios are distinguished by, respectively,
essential continuity, fundamental but undesirable social change,
and fundamental and favorable social transformation.
Conventional Worlds assume the global system in
the twentyfirst century evolves without major surprise, sharp discontinuity,
or fundamental transformation in the basis of human civilization.
The dominant forces and values currently driving globalization shape
the future.
Incremental market and policy adjustments are
able to cope with social, economic and environmental problems as
they arise.
Barbarization foresees the possibilities that
these problems are not managed. Instead, they cascade into self-amplifying
crises that overwhelm the coping capacity of conventional institutions.
Civilization descends into anarchy or tyranny.
Great Transitions, the focus of this essay, envision
profound historical transformations in the fundamental
values and organizing principles of society.
New values and development paradigms ascend that
emphasize the quality of life and material sufficiency, human solidarity
and global equity, and affinity with nature and environmental sustainability.
For each of these three scenario classes, we define
two variants, for a total of six scenarios. In order to sharpen
an important distinction in the contemporary debate, we divide the
evolutionary Conventional Worlds into Market Forces and Policy Reform.
In Market Forces, competitive, open and integrated
global markets drive world development. Social and environmental
concerns are secondary.
By contrast, Policy Reform assumes that comprehensive and coordinated
government action is initiated for poverty reduction and environmental
sustainability.
The pessimistic Barbarization perspective also
is partitioned into two important variants,
Breakdown and Fortress World
In Breakdown, conflict and crises spiral out of
control and institutions collapse.
Fortress World features an authoritarian response to the threat
of breakdown, as the world divides into a kind of global apartheid
with the elite in interconnected, protected enclaves and an impoverished
majority outside.
The two Great Transitions variants are referred
to as Eco-communalism and New Sustainability Paradigm.
Eco-communalism is a vision of bio-regionalism,
localism, face-to-face democracy and economic autarky. While popular
among some environmental and anarchistic subcultures, it is difficult
to visualize a plausible path from the globalizing trends of today
to Eco-communalism, that does not pass through some form of Barbarization.
In this essay, Great Transition is identified
with the New Sustainability Paradigm, Where fundamental transformation
in the basis of human civilization. The dominant forces and values
currently driving globalization shape the future. Incremental market
and policy adjustments are able to cope with social, economic and
environmental problems as they arise.
Barbarization foresees the possibilities that
these problems are not managed. Instead, they cascade into self-amplifying
crises that overwhelm the coping capacity of conventional institutions.
Civilization descends into anarchy or tyranny.
Great Transitions, the focus of this essay, envision
profound historical transformations in the fundamental
values and organizing principles of society. New values and development
paradigms ascend that emphasize the quality of life and material
sufficiency, human solidarity and global equity, and affinity with
nature and environmental sustainability.
For each of these three scenario classes, we define two variants,
for a total of six scenarios.
Among the projections in the Market Forces
scenario:
- Between 1995 and 2050,
world population increases by more than 50 percent, average income
grows over 2.5 times and economic output more than quadruples.
- Food requirements almost double, driven by
growth in population and income.
- Nearly a billion people remain hungry as growing
populations and continuing inequity in the sharing of wealth counterbalance
the poverty-reducing effects of general economic growth.
Developing region economies grow more rapidly
than the average, but the absolute difference in incomes between
industrialized and other countries increases from an average:
- of about $20,000 per capita now to $55,000
in 2050, as incomes soar in rich countries.
- Requirements for energy and water increase
substantially.
- Carbon dioxide emissions continue to grow
rapidly, further undermining global climate stability, and risking
serious ecological, economic and human health impacts.
- o Forests are lost to the expansion of agriculture
and human settlement areas and other land-use changes.
A Market Forces future would be a risky bequest
to our twenty-first century descendants. Such a scenario is not
likely to be either sustainable or desirable. Significant environmental
and social obstacles lie along this path of development. The combined
effects of growth in the number of people, the scale of the economy
and the throughput of natural resources increase the pressure that
human activity imposes on the environment. Rather than abating,
the unsustainable process of environmental degradation that we observe
in today's world would intensify. The danger of crossing critical
thresholds in global systems would increase, triggering events that
could radically transform the planet's climate and ecosystems
Policy Reform is the realm of necessity-it seeks
to minimize environmental and social disruption, while the quality
of life remains unexamined.
The new sustainability paradigm transcends reform
to ask anew the question that Socrates posed long ago: how shall
we live?
This is the Great Transitions
path, the realm of desirability.
The new paradigm would revise the concept of progress. Much of human
history was dominated by the struggle for survival under harsh and
meager conditions. Only in the long journey from tool making to
modern technology did human want gradually give way to plenty. Progress
meant solving the economic problem of scarcity.
Now that problem
has been-or rather, could be-solved. The precondition for a new
paradigm is the historic possibility of a post-scarcity world.
A Great Transition is galvanized by the search for a deeper basis
for human happiness and fulfillment. This has been expressed through
diverse cultural traditions. In the new sustainability paradigm,
it becomes a central theme of human development. Sustainability
is the imperative that pushes the new agenda.
Desire for a rich
quality of life, strong human ties and a resonant connection to
nature is the lure that pulls it toward the future.
Is such a vision possible? It does not seem promising
judging by the global scene today, so full of antagonism, inequity
and the degradation of nature and the human spirit. Yet, the cunning
of history is sure to bring surprises. Some may not be welcome.
But favorable possibilities are also plausible.
Later we offer a "history of the future,"
a hypothetical account of the initial stages of a Great Transition.
It is written from the perspective of the year 2068 as the transition
continues to unfold. What lies beyond this process of change? More
change, no doubt. Though an ideal planetary society can never be
reached, we can imagine good ones. Distant visions guide the journey.
One possibility is sketched in the following box.
Change Agent
In truth, all social actors shape-and are shaped by-world development.
The play is difficult to distinguish from the players. The prospects
for a Great Transition depend on the adaptations of all institutions-government,
labor, business, education, media and civil society. But three emerging
global actors-intergovernmental organizations, transnational corporations
and non-governmental organizations-move to center stage. The fourth
essential agency is less tangible-public awareness and values, especially
as manifested in youth culture. Meanwhile, other powerful global
players-criminal organizations, terrorist rings and special interest
groups-lurk in the wings, threatening to steal the show.
The formation of global and regional intergovernmental organizations
has tracked the emergence of the Planetary Phase.
Non-governmental organizations-the organizational expression of
civil society-are critical new social actors in global, regional
and local arenas (Florini, 2000).
NGO success stories include micro credit, social
forestry, environmental advocacy, community development and appropriate
technology programs. These activities enable communities to participate
more effectively in economic and social decisions, and give poor
populations access to skills and financial resources. They influence
business practices through monitoring, direct action and boycotts.
They promote alternative lifestyles. More recently,
global public policy networks have begun to link individuals and
organizations from multiple countries and stakeholder groups. These
networks engage in research, public outreach, advocacy and organized
protest on a range of sustainability issues (Reinicke et al., 2000;
Banuri et al., 2001).
A critical uncertainty for a Great Transition is whether civil society
can unify into a coherent force for redirecting global development.
This would require a coalescence of seemingly unrelated bottom-up
initiatives and diverse global initiatives into a joint project
for change. Such a force would entail a common framework of broad
principles based on shared values fostered through the activities
of educational, spiritual and scientific communities.
Intergovernmental organizations, transnational
corporations and civil society are key global actors. The underlying
engine of a Great Transition, however, is an engaged and aware public,
animated by a new suite of values that emphasizes quality of life,
human solidarity and environmental sustainability.
In this regard,
the international youth culture will be a major force for change,
albeit a diffuse one. Connected by the styles and attitudes spread
by media, global youth represent a huge demographic cohort whose
values and behaviors will influence the culture of the future. If
they evolve toward consumerism, individualism and nihilism, the
prospects would not be promising. But as globalization and its problems
mature, the world's youth could rediscover idealism in a common
project to forge a Great Transition.
How Do We Get There?
Finally, it should be noted that some see technology,
rather than social agents, as the primary driver of change. Optimists
celebrate the potential for information technology, biotechnology
and artificial intelligence to entrain a broad web of favorable
societal transformation. Pessimists warn of a dehumanized digital,
robotic and bio-engineered society. But all scenarios-Market Forces,
Policy Reform, Great Transitions and even Fortress World-are compatible
with the continuing technological revolution.
Technology is not an autonomous force. The agenda,
pace and purpose of innovation is shaped by the institutions, power
structure and choices of society. To envision a Great Transition
is to imagine the continued evolution of civil society organizations
toward formalization and legitimacy, new roles for business and
government and, especially, new values and participation by global
citizens. With no blueprint, this will be a long project of social
learning and discovery, a process of experimentation and adaptation
(BSD, 1998).
Where political will is
lacking, civil will drives the transition forward. The question
is whether change agents will remain fractional and fragmented,
or whether they will expand and unify to realize the historic potential
for transformation. If the many voices form a global chorus, it
will herald a new sustainability paradigm. The story of change in
a Great Transition is a tale of how the various actors work in synergy
and
with foresight as collective agents for a new paradigm.
Dimensions of Transition
A Great Transition envisions a profound change
in the character of civilization in response to planetary challenges.
Transitions have happened before at critical moments in history,
such as the rise of
cities thousands of years ago and the modern era of the last millennium.
All components of culture change in the context
of a holistic shift in the structure of society and its relation
to nature. The transition of the whole social system entrains a
set of sub-transitions that transform values and knowledge, demography
and social relations, economic and governance institutions, and
technology and the environment (Speth, 1992). These dimensions reinforce
and amplify one another in an accelerating process of transformation.
How Do We Get There?
Individualism, consumerism and accumulation
may help the market reach its full potential. But as dominant values
in the Planetary Phase, they are shackles on the possibility of
humanity reaching its full potential. On the path to a Great Transition,
awareness of the connectedness of human beings to one another, to
the wider community of life and to the future is the conceptual
framework for a new ethic (ECI, 2000). Taking responsibility for
the well-being of others, nature and future generations is the basis
for action.
An interdisciplinary focus on holistic models must now complement
the reductionist program.
The challenge is to develop appropriate methodologies, train a new
cadre of sustainability professionals and build institutional
Table 3. Pushes
and Pulls Toward a New Paradigm
Pushes Pulls
Anxiety about the future Promise of security and solidarity
Concern that policy adjustments are Ethics of taking responsibility
for others,
insufficient to avoid crises nature and the future
Fear of loss of freedom and choice Participation in community, political
and
cultural life
Alienation from dominant culture Pursuit of meaning and purpose
Stressful lifestyles Time for personal endeavors and stronger
connection to nature capacity.
A science of sustainability
would highlight integration, uncertainty and the normative content
of socio-ecological problems (Kates et al., 2001). Sustainability
science proceeds along parallel lines of analysis, action, participation,
policy and monitoring in an adaptive real-world experiment. To be
trustworthy, knowledge must be rooted in scientific rigor. To be
trusted, it must reflect social understanding. The peculiar nature
of sustainability problems requires that diverse perspectives and
goals be brought to the scientific process. This requires the cooperation
of scientists and stakeholders, the incorporation of relevant traditional
knowledge, and the free diffusion of information.
The social transition would focus on the well-being of the poor,
sustainable livelihoods and greater equity. The foundation for a
Great Transition is a world where human deprivation is vanishing
and extremes of wealth are moderating. Then the promise of the twentieth
century for universal access to freedom, respect and decent lives
may be fulfilled in the twenty-first. As new values and priorities
reduce the schism between the included and excluded, the space opens
for solidarity and peace to flourish. Poverty reduction and greater
equity would feed back to amplify the process of transition
New institutions The governance transition is about building institutions
to advance the new sustainability paradigm through partnerships
between diverse stakeholders and polities at local, national and
global levels. While specific structures will remain a matter of
adaptation and debate, a proliferation of new forms of participation
can be expected to complement and challenge the traditional governmental
system. In the new paradigm, the state is embedded in civil society
and the nation is embedded in planetary society. The market is a
social institution to be harnessed by society for ecology and equity,
not simply wealth generation. The individual is the locus of a web
of social relationships, not simply an atom of
pain and pleasure.
The Yin-Yang Movement
The youth of the world played a critical role throughout the long
transition. Young people have always been the first to take to new
ways and to dream new dreams. And so it was with communications
technology and the exploration of the possibilities for a new global
culture. The main manifestation in the first blush of market euphoria
was, of course, the promotion of a consumerist youth culture. But
other consequences of the digital information revolution were equally
important. The pedagogic impacts of accelerated
learning and information access had a great democratizing effect
that empowered younger generations to participate fully in the economy
and all aspects of society. By 2020, the vast majority of the world's
secondary and university students used the Internet as a matter
of course, and websites and wireless portals in more than 200 languages
catered to them.
The huge surge in Internet-ready young people
graduating from schools in the developing world had some unexpected
effects. To ease its chronic shortage of skilled workers and take
advantage of lower salaries, the burgeoning digital industry increasingly
moved its programming, web design, e-learning courseware and other
software tasks to India, China and other centers of talent. Leadership
of the industry began to follow.
And this new leadership played a major role in providing digital
services designed for poor communities.
Even more unexpected were the cultural and political
changes that universal access set in motion. Internet-powered awareness
of a wider world and access to unlimited information accounted for
part of the change. Equally important were the proliferation of
ways to communicate across cultures and even-with automatic translation-across
language barriers through e-mail, mobile phones and messaging networks,
and through swapping music, videos, underground political tracts
and calls for protest demonstrations in huge informal networks.
The gradual coalescence of a discernable global
youth culture is difficult to date. But certainly by 2010, two broad
streams had emerged to challenge the prevailing market paradigm.
The YIN (Youth International Network) was a cultural movement that
advanced alternative lifestyles, liberatory values and non-materialistic
paths to fulfillment.
The YANG (Youth Action for a New Globalization)
was a loose political coalition of activist NGOs that eventually
were forged into a more cohesive network through a long series of
global protests and actions.
Before 2015, there was some tension between the
two strands. To many YANGs, the YINs seemed hedonistic, apolitical
and complacent, the heirs to the legacy of 1960s hippies and Timothy
Leary. For their part, the YINs saw the YANGs as humorless politicos,
who were playing the power game. But the rhetoric of the spokespeople
for the two tendencies was more polarized than the participants.
In fact, the YIN global celebrations and festivals increasingly
had a political tonality. At the same time, the huge YANG demonstrations
and protests were as much cultural as political events. (During
the Crisis of 2015, these distinctions evaporated entirely. The
aspirations that each expressed-the search for more fulfilling lifestyles
and the quest for a sustainable and just world-became understood
as two aspects of a unitary project for a better future. The Yin-Yang
Movement was born.
Many activists saw their movement as a global
echo of the youth revolution of the 1960s, an explosion of youth
culture, idealism and protest. But in truth, it was far more. The
Movement was vastly larger and more diverse than its predecessor,
and far more globally connected, organizationally adaptive and politically
sophisticated. Without it, what would have emerged from the post-2015
world? Perhaps a descent into chaos; perhaps the authoritarian forces
for world order, which were waiting anxiously in the wings,
would have triumphed.
While counterfactuals are always speculative,
it is certainly clear that in the absence of the Yin-Yangs history
would have taken a different turn. The Movement was critical at
two key moments in the transition. First it provided a base for
the new political leadership that was able to fashion the Global
Reform response to the Crisis. Later, throughout the 2020s, it carried
forward the spirit of 2015, expressing the new values and activism
of civil society, culminating in the landmark changes of 2025, and
the consolidation of the Great Transition.
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